Privacy Statement

We are committed to protecting your privacy. Only authorised employees within the company use information collected from individual customers. We constantly review our systems and data to ensure the best possible service to our customers.


We are registered under the Data Protection Act 1998 and as such, any information concerning the Client and their respective Client Records may be passed to third parties. However, Client Records are regarded as confidential and therefore will not be divulged to any third party, other than our administrators and if legally required to do so to the appropriate authorities. Clients have the right to request sight of, and copies of, any and all Client Records we keep, on the proviso that we are given reasonable notice of such a request. Clients are requested to retain copies of any literature issued in relation to the provision of our services. Where appropriate, we shall issue Clients with appropriate written information, handouts or copies of records as part of an agreed contract, for the benefit of both parties.

Aurium Capital UK Limited is registered as a data controller with the Information Commissioner’s Office of the UK under registration reference ZA033679.


Personal data is any information that directly or indirectly identifies you which includes, without limitation, your personal details, transactions and use of our products and services as part of your relationship with us.

Aurium Capital UK Limited is committed to protecting the privacy and security of your personal data. For the purposes of the General Data Protection Regulation and its local implementing laws and regulations (Data Protection Laws), we are a data controller. This means that we are primarily responsible for making determinations about how and why we process your personal data.

These Data Protection Laws apply to European Economic Area (EEA) residents. If you are not a resident in the EEA, then we still may process your personal data as set out in this Privacy

Notice although we are not obliged to, unless we are required by other relevant laws and regulations.

Collecting your personal data

We collect personal data about you from different places including:

  • Directly from you;
  • From someone acting on your behalf;
  • From publicly available sources or third parties; or
  • Where we generate such information ourselves.
  • We may collect, use and share certain categories of your personal data which include, without limitation, your:
  • Name, date of birth, address and contact details;
  • Nationality and national identity number(s);
  • Identification documentation;
  • Tax status and tax identification number;
  • Employment details, income and personal wealth; and
  • Bank account details and/or account balance information.

Using your personal data

We will only use your personal data when we are allowed to under the Data Protection Laws in order to fulfil our legal or regulatory obligations, provide our contractual services to you or because we have a legitimate business interest. This includes:

  • Detecting and preventing fraud, money laundering and/or other types of financial crime;
  • Providing products and/or services requested by you;
  • Managing your accounts and dealing with any of your transactions;
  • Enforcing or defending our rights;
  • Monitoring and recording calls; and
  • Managing our relationship, including electronic communications, with you.

Sharing of your personal data

When we use your personal data for the purposes set out above, we may only share it with:

  • Custodians, clearing houses or other third parties contracted with us (and that agree to be bound by appropriate confidentiality restrictions) in order to carry out these contractual services for you or for your benefit
  • Any law enforcement, regulatory, tax and other governmental authorities where we are required to do so by law or regulation
  • Any introducing broker or financial intermediary from whom we receive your personal data
  • Persons ostensibly authorised to act on your behalf, including your financial advisers, appointed persons or your bank.

Transfer of your personal data to third parties and outside the EEA

We or the above recipients may transfer your personal data to third parties, both inside and outside of the EEA. In those instances, we will take the necessary steps to ensure that your personal data is protected in accordance with the Data Protection Laws.

Your rights

You have the right to:

  • Receive certain information about our processing activities;
  • Request access to the personal data we hold about you;
  • Request the rectification, erasure or withdrawal of your personal data;
  • Restrict or object to the processing of your personal data;
  • Prevent our use of your personal data for direct marketing purposes; and
  • In certain circumstances, request to transfer your personal data from us to another data controller.

If you wish to exercise any of these rights you should contact our Data Sponsor using the details provided under the Contact tab. However, please note that in some circumstances we might not be able to comply fully with your request if it conflicts with the Data Protection Laws or other laws and regulatory obligations to which we are bound.

You also have the right to lodge a complaint with the Information Commissioner’s Office if you consider that our processing of your personal data infringes the applicable Data Protection Laws. Please see: for more information on how to lodge a complaint.

Security of your personal data

We have taken and will continue to take the necessary steps to protect your personal data against loss or theft, as well as from unauthorised access, disclosure, copying, use or modification, regardless of the format in which it is held. Our current policy is that we will retain your personal data for a period of six years from the end of our relationship with you.

Cookies (information we may store on your computer)

Our website uses cookies to distinguish you from other users. This helps us to improve your experience when you browse our website and to improve its functionality, security and performance. Please see our Cookies Policy on our website for further information.

Changes to this Privacy Notice

We may revise or supplement this Privacy Notice at any time to reflect, for example, any changes in relevant laws and regulations or as a result of a significant change to our business practices or to the technology we use. Please ensure that you check our website from time to time for such modifications.


All enquiries, requests or comments regarding this Privacy Notice or relating to the processing of your personal data are welcomed and should be sent to the Data Sponsor at Aurium Capital UK Limited Ltd, 42 Brook Street W1K 5DB, United Kingdom or by email to

Aurium Capital UK Limited Ltd is registered as a data controller with the Information Commissioner’s Office of the UK under registration reference ZA033679.